Liao, Yuan (SFC:BOO625) 廖媛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2020-11-13 | 2023-10-11 | Rep | Advising on securities | 2020-11-13 | 2023-10-11 | Rep | Dealing in securities | 2020-11-13 | 2023-10-11 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-08-30 | 2020-06-24 | Rep | Advising on securities | 2019-08-30 | 2020-06-24 | Rep | Dealing in securities | 2019-08-30 | 2020-06-24 |
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