Tsang, Sui Cheung 曾瑞祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aspenwood Capital Limited | Rep | Advising on securities | 2023-10-03 | Rep | Asset management | 2023-10-04 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-12-18 | 2019-09-06 | Rep | Dealing in securities | 2014-12-18 | 2019-09-06 | Rep | Dealing in futures contracts | 2015-04-20 | 2019-09-06 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-09-26 | 2023-07-31 | Rep | Advising on futures contracts | 2019-10-30 | 2023-07-31 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-09-26 | 2023-07-31 | Rep | Dealing in securities | 2019-09-26 | 2023-07-31 |
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