Cao, Jun (SFC:APW805) 曹軍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-11-09 | 2015-12-21 | Rep | Dealing in securities | 2015-11-09 | 2015-12-21 | Rep | Dealing in futures contracts | 2016-03-09 | 2019-09-19 | Rep | Dealing in securities | 2016-03-09 | 2019-09-19 | Rep | Advising on securities | 2018-03-26 | 2019-09-19 |
| 2 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-12-18 | 2015-10-20 | Rep | Dealing in futures contracts | 2021-01-26 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-12-18 | 2015-10-20 | Rep | Dealing in securities | 2020-05-25 |
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