Lin, Xiao Xiao 林瀟瀟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-05-02 | Rep | Dealing in securities | 2023-05-02 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2014-12-18 | 2015-11-07 | Rep | Asset management | 2014-12-18 | 2015-11-07 | Rep | Dealing in securities | 2014-12-18 | 2015-11-07 |
| 3 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2016-03-14 | 2022-03-31 | Rep | Asset management | 2016-03-14 | 2022-03-31 | Rep | Dealing in securities | 2016-03-14 | 2022-03-31 |
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