Sham, Ka Lok 岑嘉諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harmony Advisors Limited | Rep | Advising on securities | 2019-10-10 | 2020-04-24 | Rep | Asset management | 2019-10-10 | 2020-04-24 | Rep | Dealing in futures contracts | 2019-10-10 | 2020-04-24 | Rep | Dealing in securities | 2019-10-10 | 2020-04-24 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-12-22 | 2016-12-14 |
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