Lee, Rosa Yan Chi 李欣慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2020-03-11 | 2022-06-17 |
2 | Guolian Securities International Capital Co., Limited | Rep | Dealing in securities | 2022-07-27 | 2024-02-09 |
3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-12-22 | 2015-09-13 |
4 | Black Marble Securities Limited | Rep | Dealing in securities | 2015-10-06 | 2020-02-18 |
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