Tan, Xiaoxiong (SFC:BES120)

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 AXA Investment Managers Chorus Limited Rep Dealing in securities 2018-08-23 2022-06-27
Rep Advising on futures contracts 2018-09-07 2022-06-27
Rep Advising on securities 2018-09-07 2022-06-27
Rep Asset management 2018-09-07 2022-06-27
2 Balyasny Asset Management (Hong Kong) Limited Rep Asset management 2022-08-29
3 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2014-12-22 2018-08-09
Rep Dealing in securities 2014-12-22 2018-08-09

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