Liu, Sandra Siu Ching 廖小靖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MCM Asia Limited | Rep | Advising on securities | 2020-12-02 | Rep | Dealing in securities | 2020-12-02 |
2 | MCM INVESTMENT PARTNERS LIMITED | Rep | Asset management | 2020-12-02 | |
3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-12-30 | 2017-04-13 | Rep | Dealing in securities | 2014-12-30 | 2017-04-13 | Rep | Asset management | 2015-07-02 | 2017-04-13 |
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