Tsui, Yuk Ming 徐鈺明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-31 | 2019-06-21 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2019-07-11 | 2021-10-29 |
| 3 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2022-07-14 | 2024-04-26 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-12-31 | 2019-06-21 |
| 5 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2019-07-11 | 2021-10-29 |
| 6 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2022-07-14 | 2024-04-26 |
| 7 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2022-07-14 | 2024-04-26 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2022-07-14 | 2024-04-26 |
| 9 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2014-12-31 | 2019-06-21 |
| 10 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2022-07-14 | 2024-04-26 |
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