Steele, Scott Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2018-07-23 | 2018-10-25 | Rep | Dealing in securities | 2018-07-23 | 2018-10-25 | RO | Advising on securities | 2018-10-25 | 2022-08-02 | RO | Dealing in securities | 2018-10-25 | 2022-08-02 |
| 2 | PIMCO Asia Limited | Rep | Advising on securities | 2014-12-31 | 2015-04-13 | Rep | Asset management | 2014-12-31 | 2015-04-13 | Rep | Dealing in securities | 2014-12-31 | 2015-04-13 | RO | Advising on securities | 2015-04-13 | 2018-04-13 | RO | Asset management | 2015-04-13 | 2018-04-13 | RO | Dealing in securities | 2015-04-13 | 2018-04-13 |
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