Chan, Sai Yiu 陳世耀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2015-10-28 | 2016-06-30 | Rep | Dealing in securities | 2015-10-28 | 2016-06-30 |
| 2 | Mackenzie Investments Asia Limited | Rep | Advising on securities | 2022-03-09 | 2023-05-31 | Rep | Asset management | 2022-03-09 | 2023-05-31 | Rep | Dealing in securities | 2022-03-09 | 2023-05-31 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2020-02-12 | 2022-02-27 | Rep | Asset management | 2020-02-12 | 2022-02-27 | Rep | Dealing in securities | 2020-02-12 | 2022-02-27 |
| 4 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2015-01-02 | 2015-04-27 |
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