Chong, Chi Shing 莊治城
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Advising on securities | 2016-04-18 | 2018-05-18 | Rep | Dealing in securities | 2016-04-18 | 2018-05-18 | Rep | Asset management | 2017-03-01 | 2018-05-18 |
| 2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2015-01-05 | 2015-08-18 | Rep | Dealing in securities | 2018-08-13 | 2020-07-01 |
| 3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2018-08-13 | 2020-07-01 | Rep | Asset management | 2018-08-13 | 2020-07-01 |
| 4 | uSmart Securities Limited | Rep | Advising on securities | 2021-04-08 | 2022-07-22 | Rep | Asset management | 2021-04-08 | 2022-07-22 | Rep | Dealing in securities | 2021-04-08 | 2022-07-22 |
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