Wu, Charles Qian 吳謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2020-09-18 | 2024-01-30 | Rep | Asset management | 2020-09-18 | 2024-01-30 | Rep | Dealing in securities | 2020-12-24 | 2024-01-30 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-01-05 | 2020-06-19 | Rep | Dealing in securities | 2015-01-05 | 2020-06-19 |
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