Ip, Kwai Chun 葉桂珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on futures contracts | 2015-01-06 | 2015-07-20 | Rep | Advising on corporate finance | 2015-01-06 | 2017-01-09 | Rep | Advising on securities | 2015-01-06 | 2017-01-09 | Rep | Asset management | 2015-01-06 | 2017-01-09 |
| 2 | NNFE International Asset Management Limited | Rep | Advising on securities | 2021-03-03 | 2021-07-26 | Rep | Asset management | 2021-03-03 | 2021-07-26 | RO | Advising on securities | 2021-07-26 | 2023-02-01 | RO | Asset management | 2021-07-26 | 2023-02-01 | Rep | Advising on securities | 2023-08-11 | 2023-09-20 | Rep | Asset management | 2023-08-11 | 2023-09-20 | RO | Advising on securities | 2023-09-20 | RO | Asset management | 2023-09-20 |
| 3 | Superactive Financial Group Company Limited | Rep | Advising on corporate finance | 2017-01-12 | 2019-02-13 | Rep | Advising on futures contracts | 2017-01-12 | 2019-02-13 | Rep | Advising on securities | 2017-01-12 | 2019-02-13 | Rep | Asset management | 2017-01-12 | 2019-02-13 | Rep | Advising on corporate finance | 2020-05-05 | 2021-02-21 | Rep | Advising on securities | 2020-05-05 | 2021-02-21 | Rep | Asset management | 2020-05-05 | 2021-02-21 |
| 4 | Yango International Capital Limited | Rep | Advising on corporate finance | 2019-08-19 | 2019-10-31 |
| 5 | Yango International Financial Holdings Limited | Rep | Advising on securities | 2019-08-19 | 2019-10-31 | Rep | Asset management | 2019-08-19 | 2019-10-31 |
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