Lam, Siu Mo 林少武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Asset Management Limited | Rep | Advising on securities | 2022-06-30 | 2024-03-31 | Rep | Asset management | 2022-06-30 | 2024-03-31 |
| 2 | Hao Tian Asset Management Limited | Rep | Advising on securities | 2019-09-19 | 2020-07-01 | Rep | Asset management | 2019-09-19 | 2020-07-01 |
| 3 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2019-09-19 | 2020-07-01 |
| 4 | One Heritage Capital Management Limited | Rep | Advising on securities | 2020-07-08 | 2022-03-31 | Rep | Asset management | 2020-07-08 | 2022-03-31 |
| 5 | Solar Mass Capital Limited | Rep | Advising on securities | 2024-07-18 | 2024-09-16 | Rep | Asset management | 2024-07-18 | 2024-09-16 | RO | Advising on securities | 2024-09-16 | RO | Asset management | 2024-09-16 |
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