Kwok, Tsz Kiu 郭梓翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldin Financial Limited | Rep | Advising on corporate finance | 2015-01-08 | 2016-11-25 |
| 2 | Guolian Securities International Capital Co., Limited | Rep | Advising on securities | 2021-03-26 | 2023-06-23 | Rep | Dealing in securities | 2021-03-26 | 2023-06-23 |
| 3 | Guolian Securities International Capital Market Co., Limited | Rep | Advising on corporate finance | 2021-09-30 | 2023-06-23 |
| 4 | SOUTH CHINA CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-19 | 2020-11-30 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-06-15 | 2020-11-30 |
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