Wan, Royce Tsing Yiu 溫證堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CSpro (Hong Kong) Limited | Rep | Dealing in securities | 2024-01-31 | |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-02-09 | 2020-02-01 |
3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-05-07 | 2020-02-01 |
4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2015-01-08 | 2017-12-29 |
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