Lee, Chung-Han 李忠翰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-01-12 | 2015-01-14 | Rep | Dealing in securities | 2015-06-02 | 2015-06-05 | Rep | Dealing in securities | 2015-10-14 | 2015-10-16 | Rep | Dealing in securities | 2015-11-26 | 2015-11-27 | Rep | Dealing in securities | 2016-04-26 | 2016-04-29 | Rep | Dealing in securities | 2016-08-17 | 2016-08-20 | Rep | Dealing in securities | 2016-10-07 | 2016-12-30 | Rep | Dealing in securities | 2017-01-03 | 2018-12-19 | Rep | Dealing in securities | 2021-03-01 | 2022-07-07 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-01-12 | 2015-01-14 | Rep | Dealing in securities | 2015-01-12 | 2015-01-14 | Rep | Dealing in futures contracts | 2015-06-02 | 2015-06-05 | Rep | Dealing in securities | 2015-06-02 | 2015-06-05 | Rep | Dealing in futures contracts | 2015-10-14 | 2015-10-16 | Rep | Dealing in securities | 2015-10-14 | 2015-10-16 | Rep | Dealing in futures contracts | 2015-11-26 | 2015-11-27 | Rep | Dealing in securities | 2015-11-26 | 2015-11-27 | Rep | Dealing in futures contracts | 2016-04-26 | 2016-04-29 | Rep | Dealing in securities | 2016-04-26 | 2016-04-29 | Rep | Dealing in futures contracts | 2016-08-17 | 2016-08-20 | Rep | Dealing in securities | 2016-08-17 | 2016-08-20 | Rep | Dealing in futures contracts | 2016-10-07 | 2016-12-30 | Rep | Dealing in securities | 2016-10-07 | 2016-12-30 | Rep | Dealing in futures contracts | 2017-01-03 | 2022-07-07 | Rep | Dealing in securities | 2017-01-03 | 2022-07-07 |
| 3 | Polymer Capital Management (HK) Limited | Rep | Asset management | 2022-09-15 |
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