Sun, Ruotian 孫若天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-09-25 | 2020-09-10 | Rep | Advising on securities | 2019-09-25 | 2020-09-10 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2019-09-25 | 2020-09-10 | Rep | Dealing in securities | 2019-09-25 | 2020-09-10 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2020-11-16 | Rep | Advising on securities | 2020-11-16 | Rep | Dealing in securities | 2020-11-16 |
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