Law, Simon Pui Chung 羅珮璁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-08-21 | 2017-03-31 |
| 2 | Mason Securities Limited | Rep | Dealing in securities | 2017-09-28 | 2019-02-01 |
| 3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2019-02-20 | 2021-11-16 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-01-15 | 2015-08-15 |
| 5 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2024-01-18 | |
| 6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-12-09 | 2023-11-29 |
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