Li, Yong (SFC:BEV817) 李勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphamax Asset Management (HK) Limited | Rep | Asset management | 2015-01-15 | 2015-09-30 |
| 2 | SDG Asset Management (HK) Limited | Rep | Advising on securities | 2016-12-01 | 2019-01-01 | Rep | Asset management | 2016-12-01 | 2019-01-01 | Rep | Advising on securities | 2022-02-07 | 2022-02-21 | Rep | Asset management | 2022-02-21 | 2023-12-31 | RO | Advising on securities | 2022-02-21 | 2023-12-31 |
| 3 | SDG Futures (HK) Limited | Rep | Dealing in futures contracts | 2019-01-17 | 2019-10-29 |
| 4 | SDG Securities (HK) Limited | Rep | Dealing in securities | 2019-01-17 | 2020-06-30 | RO | Advising on securities | 2020-06-30 | 2021-02-09 | RO | Dealing in securities | 2020-06-30 | 2021-02-09 | Rep | Advising on futures contracts | 2020-06-30 | 2021-12-31 | Rep | Dealing in futures contracts | 2020-06-30 | 2021-12-31 | Rep | Advising on securities | 2021-02-09 | 2021-05-04 | Rep | Dealing in securities | 2021-02-09 | 2021-05-04 | RO | Advising on securities | 2021-05-04 | 2021-12-31 | RO | Dealing in securities | 2021-05-04 | 2021-12-31 | Rep | Advising on futures contracts | 2022-11-14 | 2023-12-31 | Rep | Dealing in futures contracts | 2022-11-14 | 2023-12-31 | RO | Advising on securities | 2022-11-14 | 2023-12-31 | RO | Dealing in securities | 2022-11-14 | 2023-12-31 |
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