Tan, Jie-Li Brina 陳潔麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2016-07-04 | 2017-03-09 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-05-29 | 2020-12-21 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-01-18 | Rep | Advising on futures contracts | 2021-01-29 | Rep | Advising on securities | 2021-01-29 | Rep | Automated trading services | 2021-01-29 | Rep | Dealing in futures contracts | 2021-01-29 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-01-20 | 2016-01-16 | Rep | Dealing in securities | 2015-01-20 | 2016-01-16 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2015-01-20 | 2016-01-16 | Rep | Dealing in securities | 2015-01-20 | 2016-01-16 |
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