Chiu, Ming Chi 趙明志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2021-09-20 | 2023-12-31 | Rep | Asset management | 2021-09-20 | 2023-12-31 | Rep | Dealing in securities | 2021-12-23 | 2023-12-31 |
| 2 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-09-20 | 2023-12-31 | Rep | Asset management | 2021-09-20 | 2023-12-31 | Rep | Dealing in securities | 2021-12-23 | 2023-12-31 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2019-10-02 | 2020-01-17 | Rep | Dealing in securities | 2019-10-02 | 2020-01-17 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2024-02-16 | Rep | Advising on securities | 2024-02-16 | Rep | Asset management | 2024-02-16 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-07-06 | 2021-08-27 |
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