Xia, Gaofeng 夏高鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2019-10-02 | 2020-10-14 | Rep | Dealing in securities | 2019-10-02 | 2020-10-14 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-11-04 | 2021-05-04 | Rep | Advising on securities | 2020-12-01 | 2021-05-04 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2020-11-04 | 2021-05-04 | Rep | Advising on securities | 2020-12-01 | 2021-05-04 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2021-07-05 |
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