Sheng, Jie (SFC:BOX017) 盛杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2022-08-23 | Rep | Dealing in securities | 2022-08-23 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2019-10-02 | 2020-05-13 | Rep | Dealing in futures contracts | 2019-10-02 | 2020-12-31 | Rep | Dealing in securities | 2019-10-02 | 2020-12-31 | Rep | Dealing in securities | 2021-07-26 | 2022-06-30 |
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