Guo, Ying (SFC:BEW199) 郭瀅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-16 | 2016-11-04 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2015-01-22 | 2015-09-09 | Rep | Leveraged foreign exchange trading | 2015-01-22 | 2016-05-23 | Rep | Advising on securities | 2015-01-22 | 2016-11-04 | Rep | Dealing in securities | 2015-01-22 | 2016-11-04 |
| 3 | Chiyu Asset Management Limited | Rep | Asset management | 2023-01-05 | 2023-01-17 | RO | Asset management | 2023-01-17 |
| 4 | Harmony Capital Global Asset Management Limited | Rep | Advising on securities | 2017-01-18 | 2018-02-28 | Rep | Asset management | 2017-01-18 | 2018-02-28 | RO | Advising on securities | 2018-02-28 | 2022-12-31 | RO | Asset management | 2018-02-28 | 2022-12-31 |
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