Shi, Shuncheng 施順成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-10-29 | 2021-04-09 | RO | Asset management | 2019-10-29 | 2021-04-09 | RO | Dealing in securities | 2019-10-29 | 2021-04-09 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-12-19 | 2018-12-19 | Rep | Asset management | 2017-12-19 | 2018-12-19 | Rep | Dealing in securities | 2017-12-19 | 2018-12-19 | RO | Advising on securities | 2018-12-19 | 2019-09-19 | RO | Asset management | 2018-12-19 | 2019-09-19 | RO | Dealing in securities | 2018-12-19 | 2019-09-19 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-01-22 | 2017-11-27 | Rep | Asset management | 2015-01-22 | 2017-11-27 | Rep | Dealing in securities | 2015-06-25 | 2017-11-27 |
| 4 | Rofllex Capital Limited | RO | Advising on securities | 2021-12-10 | RO | Asset management | 2021-12-10 |
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