Tao, Xiaozhuo 陶晓卓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-29 | 2021-07-13 | Rep | Advising on securities | 2018-06-29 | 2021-07-13 | Rep | Dealing in securities | 2018-06-29 | 2021-07-13 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-01-23 | 2018-05-23 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-09-20 | Rep | Advising on securities | 2021-09-20 | Rep | Dealing in securities | 2021-09-20 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-09-20 | 2024-02-26 | Rep | Advising on securities | 2021-09-20 | 2024-02-26 | Rep | Dealing in securities | 2021-09-20 | 2024-02-26 |
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