Chan, Ling 陳靈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNCB (Hong Kong) Capital Limited | Rep | Advising on futures contracts | 2015-01-26 | 2015-07-20 | Rep | Advising on corporate finance | 2015-01-26 | 2017-01-09 | Rep | Advising on securities | 2015-01-26 | 2017-01-09 | Rep | Asset management | 2015-01-26 | 2017-01-09 |
| 2 | Golden K2 Securities Limited | Rep | Advising on corporate finance | 2017-11-13 | 2020-02-17 | Rep | Dealing in securities | 2017-11-13 | 2020-02-17 | Rep | Advising on corporate finance | 2020-04-15 | 2021-02-01 | Rep | Dealing in securities | 2020-04-15 | 2023-11-28 | RO | Advising on corporate finance | 2021-02-01 | 2021-05-03 |
| 3 | Maxcess Capital Limited | Rep | Advising on securities | 2017-11-13 | 2020-02-17 | Rep | Asset management | 2017-11-13 | 2020-02-17 | Rep | Advising on securities | 2021-02-01 | Rep | Asset management | 2021-02-01 |
| 4 | Superactive Financial Group Company Limited | Rep | Advising on corporate finance | 2017-01-12 | 2017-09-29 | Rep | Advising on securities | 2017-01-12 | 2017-09-29 | Rep | Asset management | 2017-01-12 | 2017-09-29 |
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