Yu, Xiao (SFC:BEW622) 喻驍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-01-27 | 2017-05-27 | Rep | Advising on securities | 2015-01-27 | 2017-05-27 | Rep | Dealing in securities | 2015-01-27 | 2017-05-27 |
2 | SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-09-29 | 2023-02-06 | RO | Asset management | 2023-02-06 |
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