Chung, Thomas Yat Kit 鍾逸傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-01-28 | 2018-03-27 | Rep | Advising on securities | 2015-01-28 | 2018-03-27 | Rep | Asset management | 2015-01-28 | 2018-03-27 | Rep | Dealing in securities | 2015-01-28 | 2018-03-27 | Rep | Dealing in futures contracts | 2016-08-09 | 2018-03-27 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2018-05-28 | 2020-12-03 | Rep | Advising on securities | 2018-05-28 | 2020-12-03 | Rep | Dealing in futures contracts | 2018-05-28 | 2020-12-03 | Rep | Dealing in securities | 2018-05-28 | 2020-12-03 |
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