Tong, Ka Keung (SFC:BOT566) 湯家强
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BLUESTONE SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2019-10-10 | 2021-06-01 |
| 2 | JINLUO SECURITIES LIMITED | RO | Advising on securities | 2025-04-03 | RO | Asset management | 2025-04-03 | RO | Dealing in securities | 2025-04-03 |
| 3 | Novel Wealth Management Limited | Rep | Advising on securities | 2022-12-13 | 2024-04-12 | Rep | Dealing in securities | 2022-12-13 | 2024-04-12 | Rep | Asset management | 2022-12-13 | 2025-03-31 | RO | Advising on securities | 2024-04-12 | 2025-03-31 | RO | Dealing in securities | 2024-04-12 | 2025-03-31 |
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