Chu, Dominic Chen Chung 朱承宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2015-01-30 | 2015-07-06 | Rep | Advising on securities | 2015-01-30 | 2015-07-06 | Rep | Dealing in securities | 2015-01-30 | 2015-07-06 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2017-09-25 | 2019-04-11 | Rep | Dealing in securities | 2017-09-25 | 2019-04-11 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-07-22 | 2021-08-31 | Rep | Dealing in securities | 2019-07-22 | 2021-08-31 | Rep | Advising on securities | 2019-08-16 | 2021-08-31 |
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