Ye, Dan (SFC:BOZ788) 叶丹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2021-06-08 | 2021-12-07 | Rep | Dealing in securities | 2021-06-08 | 2021-12-07 | Rep | Asset management | 2021-07-06 | 2021-12-07 |
| 2 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-10-16 | 2021-05-21 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-10-16 | 2021-05-21 | Rep | Dealing in securities | 2019-10-16 | 2021-05-21 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-12-13 | Rep | Dealing in securities | 2021-12-13 | Rep | Advising on securities | 2023-09-08 |
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