Wu, Lishan 吳莉珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HongKong Yangtze River Asset Management Company Limited | RO | Asset management | 2019-02-14 | |
| 2 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2015-02-05 | 2016-10-03 | Rep | Dealing in securities | 2015-02-05 | 2016-10-03 | RO | Advising on securities | 2016-10-03 | 2017-02-03 | RO | Dealing in securities | 2016-10-03 | 2017-02-03 |
| 3 | SHUN HENG SECURITIES LIMITED | Rep | Dealing in securities | 2017-06-28 | 2018-07-31 |
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