Wu, James Hin Nam 胡軒男
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Capital Limited | Rep | Advising on corporate finance | 2019-10-21 | 2021-02-18 |
| 2 | CMB International Capital Limited | Rep | Dealing in securities | 2019-10-21 | 2021-02-18 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-04-16 | 2023-08-16 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2021-04-16 | 2023-08-16 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2021-04-16 | 2023-08-16 |
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