Li, Xiate 李夏特
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brookfield Advisors (Hong Kong) Limited | Rep | Advising on securities | 2022-10-21 | Rep | Dealing in securities | 2022-10-21 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2015-02-10 | 2015-10-20 | Rep | Dealing in securities | 2015-02-10 | 2015-10-20 |
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