Lee, Cartlina Mi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2015-02-11 | 2015-11-30 | Rep | Dealing in securities | 2015-02-11 | 2020-09-30 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2021-01-15 | Rep | Advising on securities | 2021-02-16 | Rep | Automated trading services | 2021-02-16 |
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