Wong, Koon Kiu 黃冠翹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-02-11 | 2017-02-13 | Rep | Advising on securities | 2015-02-11 | 2017-02-13 | Rep | Dealing in securities | 2015-02-11 | 2017-02-13 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2021-07-16 | 2023-06-30 | Rep | Dealing in securities | 2021-07-16 | 2023-06-30 | Rep | Advising on securities | 2021-08-20 | 2023-06-30 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2017-04-13 | 2018-09-28 | Rep | Advising on securities | 2017-04-13 | 2018-09-28 | Rep | Dealing in securities | 2017-04-13 | 2018-09-28 |
| 4 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-11-05 | 2021-03-15 | Rep | Dealing in securities | 2018-11-05 | 2021-03-15 |
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