Liu, Ke (SFC:BEZ142) 劉科
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOOMING ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-09-27 | Rep | Asset management | 2019-09-27 | RO | Dealing in securities | 2023-02-02 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-06-25 | 2018-02-16 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-13 | 2018-02-16 |
| 4 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-06-25 | 2019-09-15 | Rep | Asset management | 2018-06-25 | 2019-09-15 |
| 5 | SHENG YUAN SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-06-25 | 2019-09-15 | Rep | Dealing in securities | 2018-06-25 | 2019-09-15 |
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