Chan, Samuel Sek Wei 陳惜偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2019-10-30 | 2021-02-17 | Rep | Dealing in securities | 2019-10-30 | 2021-02-17 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2019-10-30 | 2021-02-17 | Rep | Advising on securities | 2020-11-30 | 2021-02-17 |
| 3 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-04-28 | 2024-02-27 | Rep | Dealing in securities | 2021-04-28 | 2024-02-27 | Rep | Advising on corporate finance | 2021-05-14 | 2024-02-27 | RO | Advising on corporate finance | 2024-02-27 | RO | Advising on securities | 2024-02-27 | RO | Dealing in securities | 2024-02-27 |
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