Lu, Xi (SFC:BEY876) 盧曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CPPIB Asia Inc. | Rep | Dealing in securities | 2019-08-27 | 2020-09-17 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2015-02-23 | 2016-03-01 | Rep | Advising on securities | 2015-02-23 | 2016-03-01 | Rep | Dealing in securities | 2015-02-23 | 2016-03-01 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2015-02-23 | 2016-03-01 | Rep | Advising on securities | 2015-02-23 | 2016-03-01 | Rep | Dealing in securities | 2015-02-23 | 2016-03-01 |
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