Tseng, Alexander Bao Ji 曾寶基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-02-24 | 2020-03-04 | Rep | Asset management | 2015-02-24 | 2020-03-04 | Rep | Dealing in securities | 2015-02-24 | 2020-03-04 |
2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-02-24 | 2020-03-04 |
3 | OSL Digital Securities Limited | Rep | Automated trading services | 2023-09-11 | Rep | Dealing in securities | 2023-09-11 | 2023-11-22 | RO | Dealing in securities | 2023-11-22 |
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