Shum, Ka Sun Daniel 沈家燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-02-25 | 2016-04-30 | Rep | Dealing in securities | 2015-02-25 | 2016-04-30 |
| 2 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-05-13 | 2019-10-31 | Rep | Dealing in securities | 2016-05-13 | 2019-10-31 |
| 3 | Rainbow Capital (HK) Limited | Rep | Advising on corporate finance | 2020-01-14 | Rep | Dealing in securities | 2021-05-18 |
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