Ming, Jia 明佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2020-10-15 | Rep | Asset management | 2020-10-15 | Rep | Dealing in securities | 2020-10-15 |
| 2 | CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2015-02-26 | 2017-06-30 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2020-06-16 | 2020-07-02 | Rep | Advising on securities | 2020-06-16 | 2020-07-02 | Rep | Asset management | 2020-06-16 | 2020-07-02 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2020-06-16 | 2020-07-02 | Rep | Advising on securities | 2020-06-16 | 2020-07-02 | Rep | Asset management | 2020-06-16 | 2020-07-02 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2020-06-16 | 2020-07-02 | Rep | Asset management | 2020-06-16 | 2020-07-02 | Rep | Dealing in securities | 2020-06-16 | 2020-07-02 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-03-28 | 2020-03-16 | Rep | Dealing in securities | 2019-03-28 | 2020-03-16 | RO | Advising on securities | 2020-03-16 | 2020-06-09 | RO | Dealing in securities | 2020-03-16 | 2020-06-09 | Rep | Advising on securities | 2020-06-09 | 2020-06-09 | Rep | Dealing in securities | 2020-06-09 | 2020-06-09 |
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