Sasaki, Tsubasa
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2015-02-26 | 2015-03-06 | Rep | Advising on securities | 2015-06-08 | 2015-06-16 | Rep | Advising on securities | 2015-08-25 | 2015-09-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2024-03-19 | 2024-03-22 |
| 3 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2018-05-31 | 2020-06-15 |
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