Lau, Alison Wai Yin 劉慧賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-02-26 | 2017-04-01 | Rep | Asset management | 2015-05-22 | 2017-04-01 |
| 2 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2016-09-26 | 2018-11-30 | Rep | Dealing in securities | 2016-09-26 | 2018-11-30 | RO | Advising on securities | 2018-11-30 | RO | Asset management | 2018-11-30 | RO | Dealing in securities | 2018-11-30 |
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