Yang, Sikai (SFC:BFA187) 楊斯凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2015-03-02 | 2018-04-27 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-01-04 | 2022-03-23 | Rep | Dealing in securities | 2021-01-04 | 2022-03-23 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-05-28 | 2020-09-30 |
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