Lau, Cheong (SFC:BFA120) 劉暢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2020-08-03 | 2024-02-08 | Rep | Dealing in securities | 2023-11-22 | 2024-02-08 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2018-06-04 | 2024-02-08 | Rep | Dealing in securities | 2018-06-04 | 2024-02-08 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2019-07-11 | 2020-05-06 | Rep | Dealing in securities | 2022-06-02 | 2024-02-08 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-03-02 | 2018-04-23 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-03-02 | 2018-04-23 | Rep | Dealing in securities | 2015-03-02 | 2018-04-23 |
| 6 | Segantii Capital Management Limited | Rep | Asset management | 2024-02-19 |
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