Kwok, Wang Wai 郭宏偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-04-10 | 2017-02-19 |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-11-12 | |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-11-12 | |
| 4 | Open Securities Limited | Rep | Advising on securities | 2017-11-29 | 2020-10-18 | Rep | Dealing in futures contracts | 2017-11-29 | 2020-10-18 | Rep | Dealing in securities | 2017-11-29 | 2020-10-18 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-03-04 | 2015-03-21 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-03-04 | 2015-03-21 | Rep | Dealing in securities | 2015-03-04 | 2015-03-21 |
| 7 | YUANTA FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-03-10 | 2017-11-15 |
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